Overview

Location: Canada

Date published: 23-Apr-2025

Job ID: 143352

Description and Requirements

Work Location: Hybrid - 2-3 days/week onsite
Position Type: Contract, 6 months (potential for extension)
Location: Toronto, ON
Salary: $70/hr (T4) - $89/hr (Inc) (subject to experience/qualifications and employment conditions)


Our leading financial client is seeking a Senior Compliance Officer for the team. 

Responsibilities:
  • Compliance & Global Regulatory Affairs (Compliance & GRA) assists our the client in developing and executing a robust and proactive regulatory compliance and regulatory affairs strategy, and effectively managing regulatory risk. 
  • The Compliance and EAML Examination Program (CEEP) team, is a group within the Compliance Department, and consists of several multi-skilled examination teams, including the Regulatory Compliance Examination team, which is responsible to execute regulatory compliance examinations for Oversight Functions and Compliance units globally across the Bank, amongst other LOBs, with the objective to independently assess the design and operating effectiveness of the unit’s processes and controls to satisfy compliance with OSFI E-13, and adherence to regulatory requirements as defined by the Regulatory Compliance Management Policy.
  • Reporting to the Director, Compliance and EAML Examinations Program, the Compliance Officer is responsible to manage and execute Regulatory Compliance Management (RCM) examinations and ensure adequate planning, fieldwork and reporting of results as per CEEP standards and procedures, and assist team members as required with the execution of their examinations. 
  • The Compliance Officer will have a strong understanding of applicable regulatory requirements such as OSFI E-13 and the requirements of a sound RCM framework, as well as knowledge of lines of business, Governance Groups, Oversight Functions and Compliance. 
  • In addition to working on the RCM Examination portfolio, the Compliance Officer will be required to support other examination portfolios within the broader CEEP team, as the needs arise.
Must Have: 
  • 5+ years of experience within the compliance/audit industry
  • Strong understanding of applicable regulatory requirements such as OSFI E-13
  • Regulatory Compliance Management (RCM) policy
  • Former financial banking experience, preferably in Governance roles.
  • Demonstrated experience leading examinations, audits, or compliance reviews.
  • Ability to evaluate the adherence of Oversight Functions to regulatory requirements and identify areas for improvement.
  • Excellent communication skills and stakeholder collaboration experience
  • University Degree/College Diploma
Nice to have
  • Accountant designation or MBA
  • Financial services experience
  • CPA, CIA, or other relevant designation or certification.

All interested applicants who meet the qualifications listed above are invited to submit a resume by clicking "Apply Now".


The indicated pay range for this position is a good-faith estimate based on the qualifications necessary for the position, including experience, training, and other considerations permitted by law. Additionally, it is emphasized that the pay band mentioned herein is the one established by the client company. Factors that may be used when making an offer may include a candidate’s skills, experience and geographic location, the expected quality and quantity of work. Most candidates will start at the bottom half of the pay range, with the upper end reserved for candidates with extensive experience and skills and who live in geographic markets commanding a higher starting pay. An employee’s pay history will not be a contributing factor where prohibited by local law.

This information is subject to change and serves as a general guideline for compensation discussions. Actual offers may vary based on specific circumstances and company policies.